2007 House Bill 5008 ↩

Senate Roll Call 837: Passed

To adopt a new Uniform Securities Act based on the model code promulgated by the National Conference of Commissioners on Uniform State Laws. According to the NCCUSL, this would “give states regulatory and enforcement authority that minimizes duplication of regulatory resources and that blends with federal regulation and enforcement.” It provides for registration of security dealers and advisers, registration of initial public offerings of securities (stocks), and authorizes anti-fraud enforcement measures.